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BOX Regulation: Consolidated Audit Trail Clock Synchronization Study

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The CAT NMS Plan requires the exchanges and FINRA to prepare a written assessment of current clock synchronization standards to assess whether any changes to those standards would be appropriate. To assist in this assessment, the exchanges and FINRA have prepared a short study to collect information regarding current clock synchronization practices from broker-dealers, exchanges and FINRA, as well as third-party vendors or similar providers. BOX Options Exchange LLC (“BOX”) requests that its Participants complete the CAT Clock Synchronization Study and submit their responses by Friday, April 21, 2017 by 5pm.

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