ESMA Registers Bloomberg Trade Repository Limited As A Trade Repository
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure...
View ArticleOntario Securities Commission Requests Applications For Investment Funds...
The Ontario Securities Commission (OSC) is seeking applications for membership on its Investment Funds Product Advisory Committee (IFPAC). Established in 2011, the IFPAC advises OSC staff on product...
View ArticleMiFID II: ESMA Clarifies Transparency And Position Limit Regimes For...
The European Securities and Markets Authority (ESMA) has issued today two opinions regarding the implementation of the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).read...
View ArticleSEC: Fee Rate Advisory #3 For Fiscal Year 2017
The Securities and Exchange Commission today announced that starting on July 4, 2017, the fee rates applicable to most securities transactions will be set at $23.10 per million dollars. read more...
View ArticleCalPERS' Climate Risk Reporting Proposal Passes At Exxon Mobil
The California Public Employees' Retirement System's (CalPERS) climate risk reporting shareowner resolution passed today at the annual shareowner meeting of Exxon Mobil.read more...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleMIAX PEARL - Updated: June 1, 2017 Fee Changes
Effective June 1, 2017, pending SEC approval, the MIAX PEARL Fee Schedule will be amended. In addition to the previously announced MIAX PEARL May 30, 2017 Alert, the Taker Fee for Priority Customers...
View ArticleS&P Dow Jones Indices Commentary: Europe Dashboard
Client-ready performance reportread more...
View ArticleMIAX PEARL - Updated (2): June 1, 2017 Fee Changes
Effective June 1, 2017, pending SEC approval, the MIAX PEARL Fee Schedule will be amended as previously announced in the MIAX PEARL May 31, 2017 Alert. An updated summary of the June 1, 2017...
View ArticleFINRA Offers Continuing Education Courses To CFP Professionals - Nearly 60...
The Financial Industry Regulatory Authority (FINRA), in conjunction with the Certified Financial Planner Board of Standards, Inc. (CFP Board), announced today that the CFP Board has authorized...
View ArticleHow Should You Handle The Impossible Job Interview Question?
University of Texas Professor Art Markman has written a good column for Fast Company about job interviews. He offers some good advice for how to handle the challenging interview question that has you...
View ArticleTrends in Banking 2017 and onwards. (arXiv:1705.10974v1 [q-fin.GN])
The changing nature of the relationship between a retail bank and its customers is examined, particularly with respect to new financial concepts, debt and regulation. The traditional image of a bank is...
View ArticleThe Oliver Wight Class A Standard for Business Excellence, 7th Edition
The Oliver Wight Class A Standard for Business Excellence is the definitive, comprehensive statement of excellence in business today. Oliver Wight’s Class A Standard is the accumulated practice and...
View ArticleShenzhen Stock Exchange Releases The 2016 Stock Market Performance Report
Recently the Financial Innovation Laboratory of Shenzhen Stock Exchange issued the 2016 Stock Market Performance Report, which fully reveals the efficiency and quality of the operation of the Shenzhen...
View ArticleNotice Of Issuing "Detailed Implementation Rules On Shareholding...
Recently, the China Securities Regulatory Commission (CSRC) has amended and released the "Rules on Shareholding Lessening by Shareholders, Directors, Supervisors and Senior Management Members of Listed...
View ArticleShenzhen Stock Exchange Hold Capital Operation Theme Training Jointly With CSIC
From 25th-26th, May, 2017, Shenzhen Stock Exchange (SZSE) worked with China Shipbuilding Industry Corporation(CSIC) in organizing a training with the theme of capital operation as an activity of walk...
View ArticleTokyo Commodity Exchange: Final Settlement Prices Of Cash-Settled Oil Futures...
Final settlement prices for cash-settled oil futures May 2017 contracts are as follows: read more...
View ArticleNew Strategy To Boost Vienna Stock Exchange As European Hub
The Vienna Stock Exchange is strengthening the domestic financial market by expanding the range of trading products and boosting the global marketing of Austrian stocks and exchange services. “Our...
View ArticleMTS Launches Global Collateral Management Segment For D2C Repo Trading
MTS, one of Europe’s premier fixed income trading venues, has launched its new dealer-to-client (D2C) Global Collateral Management (GCM) segment for the repo market on MTS BondVision UK, and is pleased...
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