Bankers Ditch Fat Salaries to Chase Digital Currency Riches
Bankers Ditch Fat Salaries to Chase Digital Currency Riches https://t.co/KAqvSZUQQ7 — moneyscience (@moneyscience) July 26, 2017
View ArticleFederal Court in New York Orders Jon S. Corzine to Pay $5 Million Penalty for...
The U.S. Commodity Futures Trading Commission (CFTC) has obtained a federal court Consent Order against Defendant Jon S. Corzine, former CEO of MF Global Inc., requiring him to pay a $5 million civil...
View ArticleFederal Court Orders Defendants EJS Capital Management, LLC, Alex Vladimir...
The U.S. Commodity Futures Trading Commission (CFTC) obtained judgments against each of the Defendants and Relief Defendants in this fraudulent, off-exchange foreign currency (forex) scheme involving...
View ArticleCFTC Orders J.P. Morgan Securities LLC to Pay $900,000 for Supervision Failures
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against J.P. Morgan Securities LLC for failing to diligently supervise its officers’, employees’,...
View ArticleCFTC Orders Citigroup Global Markets Inc. to Pay $25 Million for Spoofing in...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges against Citigroup Global Markets Inc. for spoofing — bidding or offering with the intent to...
View ArticleEnforcement Director Aitan Goelman to Leave CFTC
U.S. Commodity Futures Trading Commission (CFTC) Chairman Timothy Massad today announced that Division of Enforcement Director Aitan Goelman will leave the agency on February 3, 2017.
View ArticleCFTCâs Enforcement Division Issues New Advisories on Cooperation
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Enforcement today issued two new Enforcement Advisories outlining the factors the Enforcement Division will consider in evaluating...
View ArticleCFTC Orders Chicago-based E*TRADE Securities LLC and E*TRADE Clearing LLC to...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against E*TRADE Securities LLC, an Introducing Broker, and E*TRADE Clearing LLC, a Futures Commission...
View ArticleCFTC Orders CNCGC Hong Kong Ltd. to Pay a $150,000 Penalty for Call Cotton...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against CNCGC Hong Kong Ltd., an investment and trading company headquartered in Hong Kong, for failing...
View ArticleCFTC Charges Florida Residents Anthony J. Klatch II and Lindsey Heim, along...
The U.S. Commodity Futures Trading Commission (CFTC) announced the filing of a federal enforcement action in the U.S. District Court for the Middle District of Florida against Anthony J. Klatch II,...
View ArticleFederal Court in Florida Orders Joseph Charles DiCrisci to Pay More than $2.9...
The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge William P. Dimitrouleas of the U.S. District Court for the Southern District of Florida entered an Order of Final Judgment by...
View ArticleCFTC Orders The Royal Bank of Scotland to Pay $85 Million Penalty for...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against The Royal Bank of Scotland plc (RBS) for attempted manipulation of the ISDAFIX benchmark...
View ArticleCFTC Orders Forex Capital Markets, LLC (FXCM), Its Parent Company, FXCM...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and settling charges against Forex Capital Markets, LLC (FXCM) , its parent company, FXCM Holdings, LLC (FXCM...
View ArticleCFTC Orders John B. Oden and His Company, Oden Capital Management, LLC, to...
The U.S. Commodity Futures Trading Commission (CFTC) entered an Order filing and settling charges against Dallas, Texas-based Commodity Pool Operators John B. Oden and Oden Capital Management, LLC...
View ArticleCFTC Charges Carlos Javier Ramirez and His Companies, Gold Chasers, Inc. and...
The U.S. Commodity Futures Trading Commission (CFTC) filed a federal civil enforcement action in Florida charging Defendants Carlos Javier Ramirez, Gold Chasers, Inc., and Royal Leisure International,...
View ArticleCFTC Refuses Registrations of Georgia-based Zero Chaos Advisors, LLC and...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Opinion and Order (Order) refusing registration with the CFTC for Zero Chaos Advisors, LLC and Ronald Edward Fisher.
View ArticleDavisco Foods International, Inc. Ordered to Pay $150,000 Penalty for Acting...
The U.S. Commodity Futures Trading Commission (CFTC) issued an Order filing and settling charges against Davisco Foods International, Inc., based in Le Sueur, Minnesota, for failure to register with...
View ArticleCFTC Extends Public Comment Period for the Supplemental Proposal for...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it is extending the comment period for the supplemental proposal for Regulation Automated Trading (Regulation AT) to May 1, 2017.
View ArticleCFTC General Counsel Jonathan L. Marcus to Depart Agency
U.S. Commodity Futures Trading Commission (CFTC or Commission) Acting Chairman J. Christopher Giancarlo today announced that General Counsel Jonathan L. Marcus will depart the agency.
View ArticleCFTC Acting Chairman Giancarlo Announces Amir Zaidi as Director of the...
U.S. Commodity Futures Trading Commission (CFTC or Commission) Acting Chairman J. Christopher Giancarlo today announced several staff changes at the Commission. Giancarlo has appointed Amir Zaidi to...
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