CFTCâs Division of Swap Dealer and Intermediary Oversight Issues...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited no-action letter stating that, from February 4, 2017 to...
View ArticleCFTCâs Division of Market Oversight Provides Time-Limited No-Action...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (DMO) today issued a time-limited no-action letter stating that, from February 14, 2017 to August 14, 2017, it will...
View ArticleCFTCâs Division of Swap Dealer and Intermediary Oversight Issues...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited no-action letter stating that, from March 1, 2017 to...
View ArticleCFTC Announces Daniel J. Davis as General Counsel
U.S. Commodity Futures Trading Commission Acting Chairman J. Christopher Giancarlo today announced that Daniel J. Davis has been named the agencyâs General Counsel.
View ArticleCFTCâs Division of Market Oversight Issues Conditional Extension of...
Washington, DC â The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (DMO) today issued a letter providing a conditional extension of the relief provided in CFTC...
View ArticleCFTC Extends Comment Period on Proposed Capital Requirements of Swap Dealers...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it is extending the comment period on its proposed capital requirements applicable to swap dealers and major swap participants...
View ArticleCFTC Staff Provides Relief Associated with Swap Trade Confirmations
The U.S. Commodity Futures Trading Commission's (CFTC) Division of Market Oversight (DMO) today issued a no-action letter extending relief associated with swap trade confirmation requirements.
View ArticleCFTCâs Market Risk Advisory Committee to Meet on April 25, 2017
The U.S. Commodity Futures Trading Commissionâs (Commission) Market Risk Advisory Committee (MRAC) will hold a public meeting on April 25, 2017 at the CFTC's Washington, DC, headquarters.
View ArticleCFTC Acting Chairman Giancarlo Appoints James McDonald as Enforcement Director
U.S. Commodity Futures Trading Commission (CFTC) Acting Chairman J. Christopher Giancarlo today announced the appointment of James McDonald to be the Director of the agencyâs Enforcement Division.
View ArticleCFTC Acting Chairman Giancarlo Announced Andrew B. Busch as the...
U.S. Commodity Futures Trading Commission (Commission) Acting Chairman J. Christopher Giancarlo today announced that Andrew B. Busch has been named the Commissionâs first Chief Market Intelligence...
View ArticleCFTCâs Market Risk Advisory Committee Announces Agenda for April 25...
The U.S. Commodity Futures Trading Commissionâs Market Risk Advisory Committee (MRAC) announces agenda for its April 25, 2017 public meeting at the CFTC's Washington, DC, headquarters.
View ArticleCFTC Announces N. Charles Thornton III as Director of the Office of...
U.S. Commodity Futures Trading Commission Acting Chairman J. Christopher Giancarlo today announced that N. Charles âCharlieâ Thornton III has been named the Commissionâs Director of the Office of...
View ArticleCFTC Seeks Public Comment on Request from CME for Order Permitting...
The U.S. Commodity Futures Trading Commission (CFTC) is requesting public comment on a petition submitted by Chicago Mercantile Exchange, Inc. (CME) for an order pursuant to Section 4d of the Commodity...
View ArticleCFTCâs Division of Swap Dealer and Intermediary Oversight Issues...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued an extension of the time-limited no-action relief provided in CFTC Staff...
View ArticleCFTC Grants Registration to NEX SEF Limited
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order of Registration to NEX SEF Limited (NEX SEF), of London, England, granting it registration status with...
View ArticleCFTCâs Division of Market Oversight Issues Guidance on the Calculation...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Division of Market Oversight (Division) today issued Guidance on the calculation by designated contract markets (DCMs) and swap execution...
View ArticleCFTC Proposes to Amend Rules Governing Chief Compliance Officer Duties and...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that it will publish in the Federal Register proposed amendments to Part 3 of its regulations.
View ArticleCFTC Acting Chairman Giancarlo Appoints Daniel Gorfine as LabCFTC Director...
U.S. Commodity Futures Trading Commission (CFTC) Acting Chairman J. Christopher Giancarlo today appointed Daniel Gorfine to serve as Director of LabCFTC and Chief Innovation Officer, effective...
View ArticleCFTC Grants DCO Registration to LedgerX LLC
The U.S. Commodity Futures Trading Commission (Commission) announced today that by a unanimous vote of the Commission, it has issued an order granting LedgerX, LLC (LedgerX) registration as a...
View ArticleCFTC Staff Extends Time-Limited No-Action Relief on the Applicability of...
The U.S. Commodity Futures Trading Commissionâs (CFTC) Divisions of Swap Dealer and Intermediary Oversight (DSIO), Clearing and Risk, and Market Oversight (Divisions) today issued a time-limited...
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